Raising capital and selling or buying securities can be a risky endeavour from a legal standpoint. Doida Law has extensive experience in the multifaceted and highly regulated area of securities law, representing both private company issuers and investors. We help private company issuers comply with federal and blue sky securities laws by assisting with due diligence preparation, corporate clean up matters, disclosure to investors (including private placement memos and disclosure statements), and closing the capital raise. Likewise, we assist investors with review of due diligence and advise them of both business and legal proficiencies and deficiencies in the issuing company.
Representative Transactions:
Our principal attorney, Stan, has led and/or provided significant representation in the following transactions:
- Represented the issuing technology company in the sale of $1.5 million of Series A preferred stock to venture capital fund investors.
- Represented the issuing residential real estate investment company in the private placement of $3 million of membership units to accredited investors and drafted the private placement memo.
- Represented the issuing biotechnology company in the private placement of $7.5 million convertible promissory notes and warrants to venture capital fund investors and other accredited investors and drafted the private placement memo.
- Represented venture capital fund investors purchasing $2 million of Series C preferred stock of a SaaS company.
- Represented the issuing biotechnology company in the private placement of $8 million in membership units to accredited investors and drafted the private placement memo.
- Represented the issuing solar technology company in the private placement of $3 million of common stock to accredited investors and drafted the private placement memo.